401(k) Compliance Extractor
Extract, validate, and monitor 401(k) plan details from filings and records with full audit traceability.
Simplify 401(k) Audits and Reporting with Structured Compliance Data
Automate the capture of plan details, contribution data, and participant information from Form 5500, payroll files, and plan documents. Validate consistency across data sources to ensure compliance and audit readiness.
Compliance Accuracy
Time Savings on Audits
Faster Reporting
Audit Traceability
What Defines Us
401(k) Compliance Extractor enables financial and HR compliance teams to transform unstructured filings into structured, verifiable records. It reads and extracts key elements from Form 5500s, plan documents, and participant reports, aligning them to compliance checklists. The system highlights mismatches between filings, payroll data, and plan submissions — identifying late deposits, missing contributions, or reporting gaps. Each data point is tied back to its source document, ensuring auditability and confidence in regulatory filings. With automated validation and secure data lineage, organizations can prepare for audits, monitor plan integrity, and reduce manual reconciliation across HR, payroll, and compliance departments.
See Compliance Extraction in Action
Explore how plan filings, payroll data, and participant records are automatically reconciled — every figure and finding linked to its original document source.
Configure with Ease
Set up AI capabilities quickly using intuitive, low-code tools.
Launch with Confidence
Deploy AI systems seamlessly and scale them efficiently.
Monitor & Optimize in Real-Time
Track performance metrics and continuously refine operations.
Evolve Continuously
Integrate feedback loops to adapt and improve your solutions.
