Solution

Document Request & Collection

For loan operations, relationship managers, and credit teams at banks and non-bank lenders: every deal's document package defined, requested, verified on arrival, and chased to completion.

Tax returnsBank statementsFinancial statementsInsurance certificatesEntity documents
Every file verified on arrivalSpecific asks in plain language100% of requests and receipts logged

The problem

Why this exists

Vague

The wrong documents arrive

A request that says "please send financials" returns a management P&L when underwriting needs the audited statements. The cycle restarts, and the borrower tires of the second ask.

Inboxes

Tracking lives in email

Which deal still needs which document gets reconstructed from inbox threads and side spreadsheets. Nobody can say what is outstanding without calling a status meeting.

Weeks

Problems surface at underwriting

A statement from the wrong account sits unnoticed until an underwriter opens the file — weeks after the borrower stopped paying attention.

The product, not a promise

A deal package that knows what it is missing

Document Request & Collection — workspace
2024 federal return — operating entityReceived · verifiedcited
Bank statements — Jan–Jun 2025Received · verifiedcited
Insurance certificate — propertyRequested · follow-up scheduledcited
FY2023 statements — wrong period receivedRe-requested same dayverify
Entity documents — guarantor LLCOutstandingcited
Package status7 of 9 items closedcited
HUMAN-APPROVED BEFORE IT POSTS

How it works

File in. Answer out.

  1. 1

    Define

    The required-documents checklist is set per product and deal stage — the platform enforces it from there.

  2. 2

    Request

    Borrowers get precise asks: which document, which year, which entity, in plain language.

  3. 3

    Receive

    Documents arrive by portal, email, or upload and are matched to the checklist automatically.

  4. 4

    Verify

    Each file is checked on arrival — right type, right period, right entity, legible, complete.

  5. 5

    Chase

    Missing and rejected items trigger targeted follow-ups until the package closes, with every touch logged.

Who it's for

Built for the people who own the outcome

Loan operations specialist

You manage exceptions instead of forwarding attachments.

  • Package state per deal is a lookup, kept current automatically
  • Follow-ups on missing items send themselves, on schedule
  • Verification failures reach you with the reason attached

Head of lending operations

Packages close faster because the right file arrives first.

  • Specific asks cut the re-request cycles that stall pipelines
  • Outstanding items are visible per deal, per stage, across the book
  • Ops capacity moves to the deals that need a human call

Risk & compliance officer

The collection record is evidence, ready to produce.

  • Every request, receipt, and verification logged against the deal
  • Checklist criteria applied uniformly across products and stages
  • Runs in your private cloud or on-premises, ISO 27001 and SOC 2 certified
Commercial bankingSBA lendingEquipment financeCRE lendingCredit unionsNon-bank lenders
Per stagechecklist tracked for every deal
Specific askswhich document, which year, which entity
On arrivalevery file verified against the checklist
100%requests and receipts logged

Chasing documents is a job nobody staffed

Between application and underwriting sits an unglamorous grind: knowing which documents each deal still needs, asking the borrower for them, recognizing what actually came back, and asking again. Done by hand it fills inboxes and stalls pipelines, and the requests borrowers receive are often so vague — “please send financials” — that the wrong documents arrive and the cycle restarts. Every day lost here is a day added to time to decision.

This solution runs that grind as a managed process. The required-documents checklist for each product and stage drives everything: what gets requested, what counts as received, and what remains outstanding. Borrowers get specific, plain-language asks — the 2024 federal return for the operating entity, the January-through-June statements for the account that matters — which is the single biggest lever for getting the right file the first time.

Verified on arrival, logged for good

Collection without verification just moves the problem downstream. Each incoming document is matched to its checklist item and checked immediately: correct type, correct period, correct entity, all pages present, actually readable. A statement from the wrong account or a return from the wrong year is caught and re-requested the same day, while the borrower is still engaged — long before an underwriter would have found it.

Every request, receipt, verification, and follow-up is logged against the deal, so the state of any package is a fact you can look up. For regulated lending, that log doubles as evidence: what was asked for, when it arrived, and how it was checked. Loan teams stop relaying attachments and start managing exceptions — the deals that genuinely need a human call.

Objections, answered

What teams ask us first

How do I know a received file is actually right?

Every incoming document is matched to its checklist item and checked on arrival: correct type, correct period, correct entity, all pages present, readable. Anything that fails is flagged with the reason and re-requested — a person sees every rejection before the borrower does.

Can it enforce our checklist, per product and stage?

Yes — your checklist is the engine. You define required documents per product and deal stage, and that definition drives what gets requested, what counts as received, and what remains outstanding. Change the checklist and every open deal reflects it.

Where do borrower documents live, and what is logged?

The platform deploys in your private cloud or on-premises and is certified to ISO 27001 and SOC 2. Every request, receipt, verification result, and follow-up is logged against the deal, so the collection record doubles as audit evidence.

How long does going live take?

Going live is configuration: your required-documents checklists and request templates load into the platform, intake channels connect, and the first deals run with your team reviewing every verification before the process takes over the chasing.

Bring your slowest deal package.

Watch the platform build the checklist, draft the borrower asks, and verify the files that come back — live.

Request a demo