WorkflowLibraries, Archives & Research Integrity

Research Misconduct Inquiry & Investigation

A research misconduct investigation where agents keep the clocks, the custody chain and the notices, and people keep every judgment

Every deadline met, every sequestered item verified nightly, the record ready on demand.

See one case, screen by screen ↓
demo41itemssequestered digital items re-hashed overnight across 5 open cases, on this sample day
demo6dayslate, the Clock agent's projection for one inquiry on day 47 of 90, with the extension already drafted
target0missed deadlineson the 90-day inquiry, the 30-day start and the 180-day investigation, each warned 21 days ahead
target100%of sequestered digital items re-verified every night, with any change at the source escalated the same night
In short

What is Research Misconduct Inquiry & Investigation?

Research Misconduct Inquiry & Investigation runs a research misconduct investigation from the first allegation to the institutional record sent to the federal office, for research integrity officers. Seven agents do the clerical and forensic work: they test each allegation, compute every deadline under 42 CFR Part 93, re-hash every sequestered digital item each night, keep a cited chronology and draft every notice. The research integrity officer administers, counsel checks, the committee finds and the Deciding Official decides.

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Updated

The problem

Why a research misconduct investigation comes apart on procedure

A research misconduct investigation runs on clocks, custody and notices as much as on evidence. Under the revised 42 CFR Part 93, which applies to allegations received from January 1, 2026, the research integrity officer assesses each allegation of fabrication, falsification or plagiarism, sequesters the research records on or before notifying the respondent, completes the inquiry within 90 days, begins any investigation within 30 days of deciding it is warranted, finishes it in 180 days, asks for every extension in writing with the reasons, and sends the federal office an institutional record with a single index.

Most offices keep those clocks in calendars, the hash values in a spreadsheet nobody re-checks, and the evidence in binders where facts and the complainant's allegations blur. Nobody watches the live lab folder after the copy is taken, although altering records after notice can itself be evidence. A late notice or a broken chain of custody can undo a finding, and the institutional record is assembled by hand for weeks after the decision. Research Misconduct Inquiry & Investigation puts seven agents on that clerical and forensic work, so the research integrity officer administers and the committee judges.

typical$525,000in direct costs for one research misconduct investigation
estimated3weeksto assemble the institutional record by hand after the decision, at the demo university
Where an office's working days go on one inquiryestimated
By hand37 days
With the solution6.8 days
  • Logging the allegation and testing it against the definition, federal support and the six-year limit3 → 0.5 d
  • Inventorying, hashing and re-checking the sequestered items4 → 1 d
  • Keeping the clocks and drafting extension requests2 → 0.3 d
  • Drafting, checking and tracking every notice and receipt3 → 1 d
  • Building the committee's chronology from notebooks, email and image files10 → 3 d
  • Assembling the institutional record and its single index15 → 1 d

Estimated split of a research integrity office's working days on one inquiry, by hand and with the agents. The record row uses the demo university's own estimate of about three weeks after the decision; our arithmetic, kept modest. Two people still take every custody move and a person still decides every step.

How it works

How an allegation runs

Seven agents keep the clocks, the custody chain, the chronology and the notices; people make every finding and decision.

What comes in
The allegation and the lab's records14 items · notebooks, drives, server folders, mailboxes
Agents at work
Intake agentdefinition, support, six years
Then
Clock agentevery deadline, by the rule
Custody agentre-hashed every night
Then
Evidence agentcited chronology, source watch
Interview agenttranscripts and questions
Then
Notice agentdrafts, counsel checks
Record agentone index, sealed
A person decides
RIO, counsel, the committee, the Deciding Officialadminister, check, find, decide
What comes out
Every deadline met
Custody proven nightly
Record sent as one index
One case, step by step

One research misconduct inquiry, on day 47 of 90, screen by screen

Case RIO-2026-007 at Halden State University: three allegations against Dr. Julian Marsh, Associate Professor of Biochemistry, about western blot figures in a 2025 article and an NIH renewal application. Here is one morning of the inquiry in the working solution.

  1. 01Morning

    The night's work, in one brief

    Dr. Marguerite Osei-Lind · Research Integrity Officer

    The agents re-hashed 41 digital items across 5 cases between 2:00 and 2:31 a.m., found one file in a live lab folder changed after sequestration, and drafted an inquiry extension. Four numbers sit under the brief: 11 open matters, 2 clocks projected late, 74 items in custody and 6 things that need her.

  2. 02Day 47 of 90

    One case on one rail of four phases

    Clock agent

    RIO-2026-007 runs across the top as assessment, inquiry, investigation and institutional decision. Assessment took 18 days; the inquiry is on day 47 of 90, due December 3, and the Clock agent has marked its projected finish of December 9 on the rail. Under the rail sits the custody log of 14 sequestered items; beside it, which party received which notice, and when.

    Inquiry, day 47 of 90 · due December 3 · projected December 9

  3. 032:00 a.m.

    The copy is unchanged; the source is not

    Custody agent

    The Custody agent re-hashed 10 of 10 digital items on the case, including the sequestered server copy SRV-01 (41,206 files, 1.8 TB): all unchanged. Comparing the live blots_final folder with the sequestration manifest, the Evidence agent found one file, fig4B_actin_lanes2-5.tif, changed from 18.2 to 18.4 MB on August 27, 2026 at 10:14 p.m., two days after the copy finished on August 25 at 9:52 a.m. It escalated to Dr. Osei-Lind at 2:06 a.m.

    The agents will not say who changed the file, or why.

  4. 04One click

    Both timestamps open their source

    Evidence agent

    Every statement in the escalation carries a citation. Clicking it opens the lab data storage audit log at the line itself: 2026-08-27 22:14:31, MODIFY, blots_final/fig4B_actin_lanes2-5.tif, under the lab's shared administrator account, which five people can use.

  5. 059:20 a.m.

    A forensic copy, taken by two and witnessed

    Dr. Osei-Lind and Rafael Domínguez · IT forensic examiner

    Dr. Osei-Lind and the forensic examiner secure the live folder as it stands now, witnessed by Danielle Whitcombe, the case coordinator. The copy is hashed and logged as item 15, SRV-02, and the Notice agent drafts the notice to the respondent at once.

  6. 06Before it is sent

    Prepared by one person, checked by another

    Theo Akintola · Associate University Counsel

    The notice of additional sequestration and duty to preserve to Dr. Julian Marsh is drafted from template RN-5 v3, prepared by Dr. Osei-Lind and checked by counsel, with 7 of 7 required elements ticked and cited. It states facts and no conclusion, and the person who prepared it cannot send it.

  7. 0710:06 a.m.

    The receipt lands on the rail

    Notice agent

    The e-signature receipt sits on the inquiry rail at day 47. The custody log now holds 15 items, 4 physical and 11 digital, and the Clock agent still projects December 9, six days past 90, with the extension memo ready for review.

  8. 08For the committee

    Facts, allegations and the respondent's account, in three lanes

    Evidence agent

    The chronology runs from the March 12, 2024 blot run to the October 2026 search, with each entry cited to a notebook page, an email or a log line and tagged to allegation A1, A2 or A3. The agents also search for what is missing: for Figure 4C, they searched the three notebooks, the electronic notebook and the imager log and found three runs, no others.

    The agents keep these apart and do not weigh which account is right; the committee does.

  9. 09Decision

    The Deciding Official decides the extension

    Dr. Anton Rasmussen · Vice President for Research, Deciding Official

    The request to extend the inquiry to December 18 reaches his desk with the numbers side by side: today day 47, projected day 96, requested day 105, the work still scheduled from the case calendar, and the reason paragraph that goes into the inquiry report. He approves or returns it with a reason, and signs.

  10. 10Every step

    Who, what, when, why and on which evidence

    Grace Liu · Research Compliance Auditor

    The morning is on the audit trail: the forensic copy SRV-02, counsel's check of the notice, the e-signature receipt at 10:06 a.m., the extension submitted, and the agents' overnight runs, each with its reason and evidence. It filters by person, agent or case and exports as CSV or a sealed package.

Who it’s for

Built for everyone who carries a research misconduct case.

The same case, seen by the five people who carry it: what their day looked like, and what it looks like now.

MO
Dr. Marguerite Osei-LindResearch Integrity Officer · 11 open matters, one coordinator
Research Integrity Officer
Before
Owns every clock, notice and sequestered item in calendars and spreadsheets, and finds a slipped deadline once it has slipped.
Now
Starts the day with what the agents checked overnight and the six things that need her, each opening its case and its source.
AR
Dr. Anton RasmussenDeciding Official · decides warranted, findings and actions
Vice President for Research · Deciding Official
Before
Receives a binder and a memo, and has to reassemble why a deadline moved before he signs.
Now
Sees the projected day, the requested day, the scheduled work and the reason on one desk, and approves or returns it with a reason.
PI
Prof. Ingrid SolbergInquiry Committee Chair · Department of Chemistry
Inquiry Committee Chair
Before
Leads three faculty through binders of notebook pages, emails and image files, on top of teaching.
Now
Reads a cited chronology with facts, allegations and the respondent's account kept apart, and writes the findings with her committee.
TA
Theo AkintolaAssociate University Counsel · checks every notice to a respondent
Associate University Counsel
Before
Reviews letters drafted from last year's case, by email, with no list of what the rule requires.
Now
Checks each notice against its required elements, each cited to the rule, before anyone can send it.
GL
Grace LiuResearch Compliance Auditor · reads everything, changes nothing
Research Compliance Auditor
Before
Samples closed cases by reassembling who did what from folders, emails and spreadsheets.
Now
Filters the trail by person, agent or case, with identities masked where she has no need to know, and exports it.
Built on the engine

7 agents. Each with one job, and hard limits.

Seven agents keep the clocks, the custody chain, the chronology and the notices; people make every finding and decision.

Intake agent

Reads each allegation and tests it against the definition, federal support (NIH and NSF) and the six-year limit, each test cited, and drafts the assessment memo.

  • Never decides whether an allegation is credible and specific
  • Never closes an allegation
Clock agent

Computes every deadline from the receipt and initiation dates under the rule that applies, projects each finish from the work still scheduled, and drafts the extension memo or the federal request 21 days ahead.

  • Never changes a deadline
  • Never sends a request
Custody agent

Inventories sequestered items, hashes each digital item with SHA-256, re-checks every hash each night and keeps the chain of custody.

  • Never opens or alters a sequestered item
  • Never moves custody without two people
Evidence agent

Compares each live source with its sequestration manifest, and builds the cited chronology with facts, allegations and the respondent's account kept apart.

  • Never characterizes intent
  • Never weighs credibility
  • Never writes findings
Notice agent

Drafts each required notice to the respondent, the complainant, witnesses and the committee with its required elements, and tracks every receipt.

  • Never sends a notice; it drafts only
Interview agent

Prepares interview questions grounded in the evidence, transcribes recordings, links statements to the chronology and tracks each interviewee's corrections.

  • Never asks a question itself
  • Never edits a transcript
Record agent

Keeps the institutional record as one single index while the case runs, and builds sealed, redacted exports for the federal office, auditors and counsel.

  • Scope is chosen by a person
  • Every export is logged
Research Integrity Officer and Deciding Official

Administer and decide. The agents propose; a named person decides.

Ask in plain words

Ask about any case, and get the answer with its sources

The research integrity officer can ask about any case, item or notice. Every answer cites its source, and the decision stays with a person.

What changed in blots_final, and what will the agents not say?

One file of 41,206. The sequestered copy SRV-01 re-hashed unchanged tonight. In the live folder, fig4B_actin_lanes2-5.tif was modified on August 27, 2026 at 10:14 p.m., from 18.2 to 18.4 MB, two days after the copy finished on August 25 at 9:52 a.m. The storage log records the lab's shared administrator account, which five people can use. The agents will not say who changed it or why; whether it is evidence is for the committee.

Will the inquiry on RIO-2026-007 finish in time?

Not on the current plan. Day 47 of 90 today; the deadline is December 3. With interviews October 23 to 28, a 9-day forensic comparison of SRV-02 with SRV-01, committee drafting November 2 to 24 and the respondent's 10-day comment, the Clock agent projects December 9, day 96. An extension to December 18 is drafted; only Dr. Anton Rasmussen may approve it.

Should RIO-2026-019 go to an inquiry?

That is your call; here is what the Intake agent found. It alleges fabrication of 36 contact-angle values, with no goniometer sessions booked from March to May 2026. Support is NIH R21 EB219904 and NSF CBET-2318840, so both federal rules apply. What is missing: the goniometer log itself.

Why is the notice worded this way?

It follows template RN-5 v3. It names the records taken and when, states the reason with no conclusion, offers a copy or supervised access, sets the duty to preserve and repeats the confidentiality rule. Counsel checks it before it is sent.

Every screen

The working solution, as it ships.

13 screens from the working solution, on its sample data. Pick one to see it large.

One research misconduct case on one rail, with its custody logCase RIO-2026-007 as a rail of four phases: assessment done in 18 days, the research misconduct inquiry on day 47 of 90 and due December 3, the Clock agent's projection of December 9 marked, and the extension memo drafted. Beneath it, the custody log of 14 sequestered items with who took each one, when, its SHA-256 hash, where it is now and last night's check; beside it, which party received which notice, and when.
The research integrity officer's morningDr. Marguerite Osei-Lind's morning: the agents re-hashed 41 digital items across 5 cases overnight, found one file in the live blots_final folder changed on August 27 at 10:14 p.m., two days after it was sequestered, and drafted the inquiry extension. 11 open matters, 2 clocks projected late, 74 items in custody and 6 things that need her.
Every open allegation, with its phase and clock11 open matters: 6 assessments, 3 inquiries, 1 investigation and 1 awaiting the institutional decision, each with a small phase rail, its day count, its next deadline and the Clock agent's note. RIO-2026-004 is escalated at investigation day 141 of 180; RIO-2026-007 is projected late with the extension drafted. Filters, search and bulk assign, remind and export.
A research misconduct allegation tested against the rule, with sourcesRIO-2026-019, received October 19: the Intake agent finds it within the definition (fabrication of 36 contact-angle values), supported by NIH R21 EB219904 and NSF CBET-2318840, within six years and under the revised 42 CFR Part 93, each test with a confidence and a citation. Whether it is credible and specific is left to the research integrity officer: proceed, ask for more, refer out or close, each with a reason code.
The sequestered copy is unchanged; the live source is notThe 2:00 a.m. custody check: the sequestered copy SRV-01 (41,206 files, 1.8 TB) re-hashed unchanged, while in the live folder one file, fig4B_actin_lanes2-5.tif, changed from 18.2 to 18.4 MB on August 27, 2026 at 10:14 p.m. Escalated at 2:06 a.m., with a plain statement of what the agents will not say: who changed the file, or why.
Every statement opens its sourceClicking the citation opens the lab data storage audit log: 2026-08-27 22:14:31, MODIFY, blots_final/fig4B_actin_lanes2-5.tif, under the lab's shared administrator account that five people can use, exported read-only by the Evidence agent at 2:05 a.m.
A forensic copy, taken by two people and witnessedDr. Marguerite Osei-Lind and the IT forensic examiner Rafael Domínguez secure the folder as it stands now, witnessed by Danielle Whitcombe: SRV-02, SHA-256 2c6b9f13…f04d, added as item 15 at 9:20 a.m. The notice to the respondent is drafted next, for a person to prepare.
A notice to the respondent, prepared by one person and checked by counselThe notice of additional sequestration and duty to preserve to Dr. Julian Marsh: drafted from template RN-5 v3, prepared by Dr. Osei-Lind, checked by Theo Akintola, with 7 of 7 required elements ticked and cited. Drafted, prepared, checked, sent for e-signature, received; the preparer cannot send it.
The e-signature receipt lands on the case railThe receipt of 10:06 a.m. sits on the inquiry rail at day 47, the custody log now holds 15 items (4 physical, 11 digital), and the Clock agent still projects December 9, six days past 90, with the extension memo ready to review.
Facts, allegations and the respondent's account, kept apartThe chronology for RIO-2026-007, from the March 12, 2024 blot run to the October 2026 search: facts in the record, what is alleged and the respondent's account in three lanes, each entry cited to a notebook page, email or log line and tagged A1, A2 or A3, with a filter by allegation and an "Ask about this" on every entry.
The Deciding Official decides and signsDr. Anton Rasmussen's desk: the request to extend the inquiry of RIO-2026-007 to December 18, with today day 47, projected day 96 and requested day 105, the work still scheduled and the reason that goes into the inquiry report. RIO-2025-014's final report and RIO-2026-004's extension request to the federal office wait beside it.
The institutional record as one index, sealed for the federal officeThe record of RIO-2025-014 after the Deciding Official signed: 14 records considered or relied on and 3 described, as one single index, sealed with SHA-256 for transmittal to the federal Office of Research Integrity, identities masked, kept 7 years after the proceeding. The annual report, an internal audit sample and a counsel export under legal hold come from the same index.
Who, what, when, why, and on which evidenceThe audit trail of the morning: the institutional record sealed for transmittal, the extension submitted, the e-signature receipt filed at 10:06 a.m., counsel's check of the notice, the forensic copy SRV-02 and the agents' overnight runs, each with its reason and evidence, filtered by person, agent or case and exportable.
Governance

Built for a research misconduct investigation that has to stand: cited, checked and signed.

Seven roles, separated by dutyThe research integrity officer administers, the coordinator prepares, the committee finds, the Deciding Official decides, counsel checks, the auditor reads and exports, and the administrator manages settings. A committee member cannot be the Deciding Official on the same case, the research integrity officer cannot sit on a committee, and anyone sharing papers, grants or students with the respondent in the last six years is blocked.
Two people on every step that mattersEvery notice is prepared by one person and checked by another; every custody move takes two people and a witness; every report goes from the chair to the research integrity officer's completeness check to the Deciding Official; every extension goes from the research integrity officer to the Deciding Official.
The agents never judgeThey never characterize intent, weigh credibility, write findings, decide an assessment, send a notice, change a deadline, or open or alter a sequestered item. The committee makes the findings and the Deciding Official decides.
Every value and statement opens its sourceEach test, timestamp, hash and chronology entry cites its notebook page, email, log line or rule section, and a click opens the passage itself.
Need to know, by roleIdentities of the complainant and witnesses are shown only to roles with a need to know under §93.106, masked as C-1 and W-1 in exports, with FERPA applied to student witnesses and respondents. Records and sequestered evidence are kept 7 years after the proceeding, with legal hold on every open case.
A complete audit trail, with sealed exportsWho, what, when, why and which evidence, for people and agents alike, exportable as CSV or a sealed package. Agent prompts and models are versioned, each agent has a confidence threshold, and every human override carries a reason code.
Configuration

Your office's procedure, inside the rule

The deadlines the rule sets are fixed; the office's own choices are settings, saved as a new version of the office rules and approved by the research integrity officer before they apply.

SettingDefaultChoose from
Rule appliedChosen by the date an allegation is receivedRevised Part 93 from January 1, 2026; the 2005 rule before
Inquiry, investigation start, investigation, report to the federal office90, 30, 180 and 30 daysSet by the rule; not editable
Respondent's comment on the draft inquiry report10 days5 to 30 days, by office policy
Assessment target30 days10 to 60 days; the rule says "promptly"
Warn before a deadline21 days7 to 45 days; the extension is drafted at the warning
Escalate to the Deciding Official14 days3 to 30 days, or when a projection passes the deadline
Keep the record and sequestered evidence7 years after the proceedingAt least 7 years; legal hold on every open case
Identities in every exportMasked as C-1, W-1Need-to-know matrix per role; FERPA for student witnesses
Connections

Works with the systems a research integrity office already uses

Research administration systemawards, applications and progress reports, to test federal support
Lab data storageread-only hashes and audit logs of the live lab folders
Email and file archivemailbox exports and legal holds
Document managementthe case files and the institutional record
E-signaturenotices out, receipts back onto the case rail
Ethics hotline and intakeallegations by email, hotline, journal letter or phone
What it changes

The difference, in numbers.

Every figure is labelled: a target the solution is built to, an estimate, a typical published result, or a proven one.

target
0
missed deadlines on the 90-, 30- and 180-day clocks, each warned 21 days ahead
Every clock watched
computed from the receipt date
target
100%
of sequestered digital items re-verified every night, any change escalated the same night
estimated
Sameday
record to the federal office after the decision, not about 3 weeks later
By handabout 3 weeks
With agentssame day

Sources: 42 CFR Part 93, Public Health Service Policies on Research Misconduct, final rule of September 17, 2024, applying to allegations received from January 1, 2026 (§93.106 confidentiality, §93.220 institutional record, §93.305 sequestration, §93.307 inquiry, §93.310–93.311 investigation, §93.318 retention) · Michalek et al., PLoS Medicine (2010): the direct costs of one research misconduct investigation · "target" = design goal, measured in the live solution · "demo" = seen in the working solution, on its sample data · "typical" = published figures · "estimated" = our arithmetic, kept modest. Halden State University and the people named on this page are fictional — characters and sample data in the working solution.

Questions

What research integrity offices ask us.

What is Research Misconduct Inquiry & Investigation?

Research Misconduct Inquiry & Investigation runs a research misconduct investigation from the first allegation to the institutional record sent to the federal office, for research integrity officers. Seven agents do the clerical and forensic work: they test each allegation, compute every deadline under 42 CFR Part 93, re-hash every sequestered digital item each night, keep a cited chronology and draft every notice. The research integrity officer administers, counsel checks, the committee finds and the Deciding Official decides.

What are the steps of a research misconduct investigation?

Under 42 CFR Part 93 a case moves through assessment, inquiry, investigation and the institutional decision. The research records are sequestered on or before the respondent is notified, the inquiry decides whether an investigation is warranted, the investigation reaches findings, and the Deciding Official decides the findings and institutional actions. The solution shows those four phases on one rail for each case, with the notices and the custody log attached.

How long does a research misconduct inquiry take under 42 CFR Part 93?

The revised rule allows 90 days from initiation for the inquiry. An investigation must begin within 30 days of deciding it is warranted and finish in 180 days, including the draft report for comment, and extensions are requested in writing with the reasons. The Clock agent computes each deadline from the case dates, projects the finish from the work still scheduled, and drafts the extension 21 days ahead.

What changed in the ORI research misconduct final rule?

The revised 42 CFR Part 93 was published in September 2024 and applies to allegations received from January 1, 2026. It lengthens the inquiry to 90 days (from 60) and the investigation to 180 days (from 120), defines an institutional record with a single index, and allows sequestered copies of substantially equivalent evidentiary value. The solution applies the revised rule or the 2005 rule by the date each allegation was received.

How does it keep the chain of custody for sequestered research records?

Each sequestered digital item is hashed with SHA-256 and re-checked every night, and every custody move takes two people and a witness. The Evidence agent also compares each live source with what was sequestered, and when a file has changed it cites both timestamps without saying who changed it or why.

Do people stay in control of the findings?

Yes. The agents never characterize intent, weigh credibility, write findings, decide an assessment, send a notice or change a deadline. The committee writes the findings, the Deciding Official decides with a reason and an e-signature, and counsel checks every notice to a respondent before it can be sent.

Can we set our own procedure?

Yes, inside the rule. The respondent's comment period on the draft inquiry report, the assessment target, the warning and escalation lead times, retention, masking of identities in exports and each agent's confidence threshold are settings. Each change is saved as a new version of the office rules and applies only once the research integrity officer approves it.

How long does it take to go live?

The Agentic Solution Engine builds and deploys it from your requirements and documents, such as your research misconduct policy and procedure, notice templates and a closed case, and it goes live once every quality gate has passed. We will walk you through it on your own material first.

See it on
your own cases.

We'll run Research Misconduct Inquiry & Investigation on your procedure and a closed case of your own.