WorkflowAsset Management & Maintenance

Asset Failure Root Cause Analysis

Asset failure root cause analysis that finds the sister units before the next failure

Faster RCAs and a searchable failure library, and every sister unit found the same day.

See one case, screen by screen ↓
target14unitssister units found and ranked the day the root cause is confirmed, not after the next failure
typical$2–7.5Mto replace one large power transformer — the failure a sister-unit campaign is there to prevent
demo$186Kestimated cost of the campaign to test and reseal all 14 sister units, as the campaign planner drafted it
target14daysto test every high-risk sister unit before crews work beside a failing bushing
The problem

Why the same failure comes back on the next unit

When a transformer, a breaker, a cable joint or a pump fails, the utility owes an investigation: what happened, why, and what stops it happening again. Most of the work is gathering. Fault recorder and relay files, the SCADA sequence of events, power factor and oil results, thermography, work orders, the field team's photos and supplier bulletins each sit in their own system, and the reliability engineer pulls them by hand for two to four weeks before the real thinking starts.

Then the report is written to close the case, not to teach the next one. Root causes go in as free text with no failure code and no link to the supplier batch, so the failure library cannot be searched by failure mode. The fix is applied to the unit that failed, and the other units carrying the same model and the same seal lot are not looked at until one of them fails too. Early warnings slip past: alarm rules look at an absolute limit rather than the rise from baseline, retests are deferred when outage windows are cancelled, and bulletins land in a procurement mailbox that never reaches the asset register.

typical17%of substation-transformer failures traced to bushings
typical$2–7.5Mto replace one large power transformer
demo1.87Mcustomer minutes lost in one bushing failure at Kestrel Bay
Where an investigation's days goestimated
By hand24 days
With the solution3 days
  • Relay, fault recorder and SCADA files, and the event timeline3 → 0.2 d
  • Test and oil history, work orders, field photos and supplier bulletins9 → 0.5 d
  • Searching past RCAs for the same failure mode, model and batch2 → 0.2 d
  • Working through the causes — fault tree or 5-Why3 → 1 d
  • Writing the RCA report and the corrective and preventive actions4 → 1 d
  • Finding the sister units in the asset register and planning the tests3 → 0.1 d

Estimated split for one major asset failure, in working days, by hand and with the solution.

How it works

How a failure becomes a campaign

Seven agents gather the evidence, build the fault tree and find the sister units; the reliability engineer confirms the root cause.

What comes in
Evidence in5 sources · relay, tests, work orders, photos, bulletins
Agents at work
Evidence gatherer46 records
Timeline builder
Then
Fault tree builderevidence on every branch
Library matcher
Then
Fleet checkersister units ranked
Campaign planner
Then
Report writercited draft
A person decides
Reliability engineerconfirms the root cause
What comes out
Signed RCA
Preventive campaign
Failure library
One case, step by step

One bushing failure, from the trip to a 14-unit campaign

Lumina Utilities runs the Kestrel Bay 132/33 kV substation. On Sep 28 2026 at 03:47, the B-phase 132 kV bushing on transformer T2 flashes over. Here is what happens next, screen by screen, in the working solution.

  1. 0103:47:12

    T2 trips and 18,420 customers lose supply

    Timeline builder

    B-phase HV current rises to 11.2 kA, the 87T differential operates in 38 ms and both 132 kV breakers, CB-T2-H1 and CB-T2-H2, open at 03:47:12.476. Deluge valve DV-2 opens at 03:49:05 and the turret fire is out by 03:52. The control room starts a 33 kV backfeed from Orrin Vale; 14,900 customers are back at 05:12 and the last 3,520 at 06:38. The timeline builder merges the fault recorder, SCADA and restoration log into one sequence, each entry with its source.

    “Last 3,520 customers restored (2 h 51 min)” · 1.87 million customer minutes lost

  2. 02Sep 28, by 07:40

    46 records gathered while the crew is still on site

    Evidence gatherer

    The control room opens RCA-2026-0147 at 03:58 and the evidence gatherer starts on the fault recorder and relay files at 04:02. By 07:40 it has pulled 46 records: the SCADA log, seven years of tests, oil results, three work orders and the 11 photos Lina Moreau took on site. Every step of the run is listed with its time, so the engineer can see what was read and when.

    “Pulled 46 records” · “SCADA, 7 years of tests, oil results, 3 work orders, 11 photos”

  3. 03Sep 30

    Lightning, overload and a winding fault ruled out — each with a record

    Fault tree builder

    No cloud-to-ground strikes within 10 km between 02:00 and 05:00, and the arrester counters read 14, 9 and 11, the same as in July. T2 was at 55.8 MVA, 62 % of its 90 MVA rating, with top oil at 54 °C. Post-event SFRA matches the 2018 baseline, winding resistance is within 0.6 % and main-tank acetylene is 0.4 ppm — no internal arc.

    Limit: “A branch is ruled out only with a cited record.”

  4. 04Oct 2

    Moisture got in through a cracked top-cap seal

    Fault tree builder

    Photo 9 shows the flashover track on the lower porcelain, so bushing insulation breakdown is confirmed. The bushing's power factor rose from 0.36 % at commissioning to 0.61 % in March 2025, up 69 % from baseline, with C1 capacitance +4.1 %; photo 7 shows water staining on the top layers of condenser paper, and A-phase bushing oil reads 26 ppm moisture. Photo 3 shows the top-cap gasket cracked and hardened, and in July the B-phase top cap ran 6.8 °C warmer than A and C.

    Ruled out: moisture left in at the factory — “0.36% in March 2018 — normal for a new OIP bushing.”

  5. 05Oct 2, 11:09

    The root cause: a seal lot the supplier had already warned about

    Library matcher and Fault tree builder

    The library matcher finds Orsella service bulletin SB-2024-07 of Nov 14 2024: the top-cap gasket compound from seal lot SL-1709 can harden early and admit moisture. It reached a procurement mailbox and was never linked to the asset register. It also finds RCA-2021-0042: Redcliff T1, the same OTB-145 bushing and the same seal lot, closed in 2021 as an “isolated defect” with no fleet check. The fault tree builder proposes “Seal compound, 2017 batch” at 92 %, and marks as contributing an alarm rule that looks only at the 1.0 % limit and a retest deferred twice.

    Evidence against: “No other cause of seal damage in the work history: no top-cap work since 2018.”

  6. 06Oct 13 · day 15 of 30

    Tomás confirms the root cause and signs

    Tomás Reyes · Reliability engineer

    Kwame Osei signed the protection review on Oct 3: the 87T, Buchholz and breaker failure schemes operated correctly. Tomás reads the tree, the evidence for and against and the contributing causes, then confirms the root cause in his own name. The meaning of his signature, root cause confirmed, goes on the audit trail.

    “I confirm the root cause of this failure is: seal compound, 2017 batch.”

  7. 07The same minute

    Fourteen sister units light up on the fleet map

    Fleet checker

    The fleet checker matches model OTB-145 and seal lot SL-1709 in the asset register: 33 bushings on 14 transformers at 12 substations, serving 178,200 customers. It ranks them by last test result, time since test, customers served and site exposure — 3 high, 6 medium and 5 lower — with the reason for each. Marlow Cross T1 leads at 0.58 % power factor, up 66 % from baseline, with 21,300 customers.

    “Not matched: 49 OTB-145 bushings from other seal lots on 17 transformers.”

  8. 08Oct 13

    One failure becomes a 14-unit campaign

    Graham Ives · Head of Asset Management

    The campaign planner drafts PC-2026-009: a power factor and C1 test, top-cap seal inspection and thermography on all 14 units, the three high-risk ones on Oct 16, 20 and 23, each window with its switching plan. It totals an estimated $186,000 and lists the spares: 4 OTB-145 bushings at Calder Rise depot, 6 on order at 26 weeks, 40 seal kits with a lot-free compound. Graham approves and work orders WO-2026-14201 to 14214 are raised.

    Limit: “Drafts only; work orders are raised after approval.”

  9. 09Drafted Oct 13

    The RCA report, every sentence cited

    Report writer

    The report writer drafts eight sections in Lumina's RCA template v3 — summary, event, fault tree, root cause, contributing causes, actions, fleet and sign-off — with 19 sources cited. It links the case to RCA-2021-0042 and adds failure code BSH-MOIST-SEAL, so the library can find it by failure mode. The draft is ready to send to Helen Achterberg for review.

    “Drafted 8 sections from the fault tree. 19 sources cited; no sentence without one.”

  10. 10Actions open

    The fix reaches the rule, the register and the fleet

    Helen Achterberg · Asset manager

    Lina Moreau owns replacing the T2 B-phase bushing and resealing A and C, due Oct 31. Helen owns the new alarm on a 30 % rise in bushing power factor from baseline, due Oct 24, and the test and reseal of the 14 sister units, due Jan 11. Ruth Okonjo links supplier bulletins to serials and lots on arrival, and Graham Ives reviews deferred condition retests every month.

    On Kestrel Bay T2 the new alarm “would have alarmed in March 2025, 18 months before the failure.”

Who it’s for

Built for everyone who owns a failure investigation.

The same bushing failure, seen by the five people who carry it — what their weeks looked like, and what they look like now.

TR
Tomás ReyesReliability engineer, Transmission & Substations · confirms root causes
Reliability engineer
Before
Runs investigations that each need data from SCADA, the relay archive, the oil lab, work orders and the field team's photos. “I spend three weeks finding the data and one afternoon thinking.”
Now
Opens a fault tree the agents have already built, with the evidence for and against on every branch, and confirms the root cause in his own name.
HA
Helen AchterbergAsset manager, substations · reviews and closes every RCA
Asset manager
Before
Reviews every RCA before it closes and owns the condition rules. “If we fixed it on one unit, I need to know where else it lives.”
Now
Gets the report with its actions, the sister units and a new alarm on the rise from baseline, each action with an owner, a due date and an effectiveness check.
KO
Kwame OseiProtection engineer · signs the protection review on every trip
Protection engineer
Before
Confirms whether protection operated correctly on every trip. “Did the relays do their job? I sign that before anyone blames the asset.”
Now
Reviews the event to the millisecond — relay, breaker and SCADA on one timeline — and signs the protection review that the report carries.
LM
Lina MoreauSubstation field engineer · first on site, photos and samples
Substation field engineer
Before
First on site after a failure; takes the photos and the samples. “My photos go in an email and nobody sees them again.”
Now
Her 11 photos sit on the branches they prove — the cracked gasket, the stained paper, the flashover track — each cited in the report.
GI
Graham IvesHead of Asset Management · approves preventive campaigns
Head of Asset Management
Before
Approves preventive campaigns and their outage windows. “Show me the fourteen and which three can't wait.”
Now
Gets the campaign drafted with units ranked by risk, test windows inside switching limits, spares and cost, and approves it in one signature.
Built on the engine

7 agents. Each with one job, and hard limits.

Seven agents gather the evidence, build the fault tree and find the sister units; the reliability engineer confirms the root cause.

Evidence gatherer

Pulls fault-recorder and relay files, the SCADA log, test and oil history, work orders, field photos and supplier bulletins for the failed asset and its time window, quoting each fact with its source.

  • Read-only on SCADA, the relay archive and work management
  • Only the asset and window named in the investigation
  • Every fact carries a source
Timeline builder

Builds the event to the millisecond from relay, breaker and SCADA records, and the restoration timeline from the control room log.

  • Shows the source and clock of every entry
  • Flags clock offsets above 10 ms
Fault tree builder

Builds the fault tree from the failure down, attaches evidence for and against each branch, marks it confirmed, ruled out or contributing, and proposes the root cause with a confidence. It goes down until the cause is something the utility can act on — a batch, a rule, a practice.

  • Proposes only — the engineer confirms the root cause
  • Shows evidence against as well as for
  • A branch is ruled out only with a cited record
Library matcher

Searches 1,284 past investigations and every supplier bulletin for the same failure mode, model and batch, and says why each one matched.

  • Shows why it matched
  • Never merges or reopens records
Fleet checker

When a root cause is confirmed, finds every sister unit with the same model, batch or seal lot and ranks them by last test result, time since test, customers served and site exposure, with a one-line reason for each.

  • Never takes equipment out of service
  • Ranks; a person schedules
  • Runs only on a confirmed or clearly marked provisional root cause
Campaign planner

Drafts the preventive campaign: units, test windows inside the risk deadline and the outage plan, switching notes, crews, spares and cost, for the Head of Asset Management.

  • Drafts only; work orders are raised after approval
Report writer

Drafts the RCA report and the corrective and preventive actions in the utility's template, cites every sentence and adds a failure code so the library can find the case.

  • No claim without a source
  • Draft until the asset manager signs
Reliability engineer

Confirms the root cause. The agents propose; a named person decides.

Ask in plain words

Ask about any failure, in plain words

Ask about any failure, branch or sister unit — or say what to change. Every answer points to its records.

Why did Kestrel Bay T2 fail?

Moisture got into the B-phase 132 kV bushing through a cracked top-cap seal. The gasket is from Orsella seal lot SL-1709, which the supplier warned hardens early. The bushing's power factor rose from 0.36 % to 0.61 % before it failed, and photo 3 shows the cracked gasket. Lightning, overload and a winding fault are ruled out.

Which sister units should be tested first?

Three, within 14 days: Marlow Cross T1 — power factor 0.58 %, up 66 % from baseline, 21,300 customers; Ashby Fen T3 — 0.55 %, C1 +3.2 %, top cap 4.1 °C warm; Tern Point T2 — no test since 2021, coastal, no backfeed. All three carry seal lot SL-1709.

Alarm on the rise in bushing power factor, not just the 1.0% limit

Done. New condition alarm: bushing power factor 30 % above its own baseline, or C1 change above 5 %. On Kestrel Bay T2 it would have alarmed in March 2025, 18 months before the failure. Today's rule only looks at 1.0 %.

Have we seen this failure before?

Yes. RCA-2021-0042, Redcliff T1: the same OTB-145 bushing, the same seal lot SL-1709, power factor 0.72 %. It was closed as an isolated defect with no fleet check. The library has 4 bushing moisture cases since 2019.

Every screen

The working solution, as it ships.

13 screens from the working solution, on its sample data. Pick one to see it large.

The fault treeThe failure at the top, every possible cause below it marked confirmed, ruled out or contributing, and the proposed root cause with its evidence for and against.
The event to the millisecondRelay, breaker, SCADA and restoration in one timeline, the bushing power factor trend against the alarm rules, and load and temperature at the trip.
The agents' runEvery step the agents took, with its time — from reading the fault recorder to proposing the root cause and waiting for the engineer.
A branch ruled outFault inside the transformer, ruled out by the SFRA, the main-tank gas and the fault recorder, each with its source.
A branch confirmedThe top-cap seal failed: the field photo of the cracked gasket and the thermography that showed the top cap running warm.
Confirm the root causeThe engineer confirms the root cause and signs, with the contributing causes and the meaning of the signature recorded.
Sister units on the fleet map14 transformers with the same bushing model and seal lot, ranked high, medium and lower, with the reason for each.
The preventive campaignTest windows over the next 90 days, switching for each unit, the estimated cost, the spares and the work orders raised on approval.
The RCA reportEight sections in the utility's template, every sentence cited, with notes on protection, the library link and the failure code.
InvestigationsEvery open investigation across electricity and water assets — transformers, mains, pumps, breakers, cables — with its stage, sister units and clock.
The failure library1,284 closed investigations since 2012, searchable by failure mode, model, batch and site, with the recurring patterns on top.
Corrective and preventive actionsEvery action from an investigation, with its owner, due date, progress and effectiveness check.
Your rulesHow sister units are ranked and how soon high-risk ones are tested, who approves, and how the agents work.
Governance

Built for reliability work: cited, signed, on the record.

Every branch cites its recordEach branch of the fault tree and every sentence of the RCA report links to the record, photo or test behind it — the fault recorder file, the power factor result, the work order, the supplier bulletin.
The engineer confirms, in their own nameThe agents only propose. The root cause is confirmed by the named investigating engineer, the protection review by the protection engineer, the close by the asset manager — each signature recorded with its meaning.
Evidence against, not only forEvery branch shows what supports it and what argues against it, with a confidence. A branch is ruled out only with a cited record, and the tree goes down to a batch, a rule or a practice, never stopping at “component failed”.
Read-only on operational systemsThe agents read SCADA, the relay archive and work management but never change a record there, and read only the asset and window named in the investigation. Utility data stays in the utility's own environment.
No equipment moved without a personThe fleet checker ranks sister units but never takes equipment out of service. Campaign work orders are raised only after the Head of Asset Management approves the units, windows and cost.
Every step on the audit trailEach agent step and each human decision — who added the photos, who ruled out a branch, who confirmed the root cause, who approved the campaign — is recorded with its time, people and agents alike.
Configuration

Your reliability rules, not ours

The investigation clock, what makes two assets sister units, who signs and how the agents work are settings, chosen by the utility.

SettingDefaultChoose from
Investigation clock — major failures30 days30 days · 21 days · 45 days — major means more than 5,000 customers off, or an asset worth more than $1M
Investigation clock — other failures60 days60 days · 45 days · 90 days, counted from the failure date
Protection misoperations60 days60 days · 45 days — corrective action plan within that many days of the cause being found
Sister units must matchModel + batch or seal lotModel + batch or seal lot · Model only · Model + manufacturer year
Rank sister units byCondition first, then customersCondition first, then customers · Customers first — from last test result, time since test, customers served and site exposure
High risk — test within14 days14 days · 7 days · 30 days, from the day the root cause is confirmed
Preventive campaigns approved byGraham IvesGraham Ives · Helen Achterberg — approves units, windows and cost
Look back in the failure library10 years10 years · 5 years · Since 2012 — past investigations and supplier bulletins
Connections

Works with the records an investigation already runs on

Relay and SCADA recordsfault recorder and relay files, the SCADA event log, the restoration log
Test and inspection datapower factor and C1, oil and dissolved gas, thermography, SFRA and winding resistance
Work managementwork orders, deferred retests, outage and crew calendars, stores and spares
Field photos and notesphotos and notes from site, each cited on the branch it proves
Asset registerevery asset with its model, serial, batch and seal lot, site and customers served
Past RCAs and supplier bulletinsclosed investigations since 2012 and supplier bulletins, searched by failure mode, model and batch
What it changes

The difference, in numbers.

Every figure is labelled: a target the solution is built to, an estimate, a typical published result, or a proven one.

target
14units
sister units found and ranked the day the root cause is confirmed, not after the next failure
Todayafter the next failure
With agentssame day
typical
$2–7.5M
to replace one large power transformer, against an estimated $186K campaign on all 14 units
One failure$2–7.5M
Campaign$186K
target
14days
to test every high-risk sister unit before crews work beside a failing bushing
3 of 3 high-risk
tested by Oct 23

“demo” = seen in the working solution, on its sample data · “target” = the design goal, measured in the live solution · “estimated” = our estimate of where an investigation's days go · “typical” = published figures (US DOE, Large Power Transformers and the U.S. Electric Grid, 2014 — $2–7.5M per large power transformer; CIGRE TB 642 transformer reliability survey — bushings about 17 % of substation-transformer failures, not re-checked). Regulatory context: NERC PRC-004-6. Lumina Utilities, its people, substations, suppliers and records named on this page are fictional — characters and sample data in the working solution.

Questions

What reliability and asset teams ask us.

What is asset failure root cause analysis software?

Software that takes a failed asset — a transformer, breaker, cable joint, pump or water main — from the trip to a confirmed root cause, a cited RCA report and corrective and preventive actions. Asset Failure Root Cause Analysis adds seven agents that gather the evidence, build the fault tree, draft the report and find the sister units with the same weakness. The reliability engineer confirms the root cause.

How does the fault tree root cause analysis work?

The fault tree builder starts from the failure and lists every credible cause — external, thermal and internal — then attaches evidence for and against each branch and marks it confirmed, ruled out or contributing. It keeps going down until the cause is something the utility can act on, such as a batch, a rule or a practice, and proposes the root cause with a confidence.

How does it find sister units with the same weakness?

When the engineer confirms the root cause, the fleet checker matches it against the asset register — in the sample case, model OTB-145 and seal lot SL-1709 — and ranks every match by last test result, time since test, customers served and site exposure. In the sample case it found 14 transformers carrying 33 bushings at 12 substations, and left out 49 bushings from other seal lots.

Does it work for water assets as well as electricity?

Yes. The investigations in the working solution include a trunk main burst, a pumping station bearing seizure and a chlorine dosing pump trip alongside transformers, breakers and cable joints, and the failure library holds water and network cases side by side.

Does it handle protection misoperation investigations?

Every trip gets a protection review, signed by the protection engineer, on whether protection operated correctly. Protection misoperations run on their own clock — a corrective action plan within 60 days of the cause being found by default — the timeframe NERC PRC-004-6 sets for the corrective action plan.

Do engineers stay in control of the root cause?

Yes. The agents are read-only on SCADA, the relay archive and work management, and they propose and draft but never confirm. The named engineer confirms the root cause with a signature, the asset manager closes the investigation, and campaign work orders are raised only after the Head of Asset Management approves.

Can we set our own clocks, matching rules and approvers?

Yes. The investigation clocks, the condition alarms, what makes two assets sister units, how they are ranked, how soon high-risk units are tested, the approvers for root cause, protection review, close and campaigns, and how the agents start and look back are all settings.

How long does it take to go live?

The Agentic Solution Engine builds and deploys it from your requirements and documents — your RCA procedure and template, condition rules and a sample of past investigations — and it goes live once every quality gate has passed. We will walk you through it on your own failures first.

See it on
your failures.

We'll run Asset Failure Root Cause Analysis on a sample of your own closed investigations.